This role will see the successful individual supporting the effective design, implementation, and monitoring of internal controls around the group in partnership with senior business heads. Additionally this role will also see the individual assist with preparing the annual SOX scoping exercise and monitor progress through the plan.
Design and maintain excel models to assist operations project teams with measuring, monitoring and reporting key initiatives
Participate in the planning of the reviews/audits to help determine the appropriate scope for the assignment
Perform on-site operational and financial reviews/audits, which includes the testing of both SOX and non-SOX internal controls and business related processes
Assist the external auditors with certain substantive auditing procedures
Participate in preparing the written report to operating and senior management, which summarizes the work performed, findings, and recommendations
Participate on various special projects to evaluate effectiveness of business processes and make recommendations for improvement
Facilitate management's assessment of the design and operational effectiveness of internal controls over financial reporting
Coordinate the identification and documentation of risks and key controls in all significant product lines and regions
Review and risk rank issues raised through the self-assessment process in conjunction with the appropriate subject matter experts
Monitor firm-wide control remediation initiatives
The expected salary for the position is $100k-$115k base plus discretionary bonus.
