Key Responsibilities:
Support the Compliance Program's development, implementation, and maintenance.
Ensure compliance in underwriting, claims, QC escalations, and adherence to policies and guidelines.
Conduct compliance testing and QC reviews to uphold regulatory standards.
Develop and maintain policies, procedures, and monitoring programs.
Educate employees on compliance through training and communication.
Manage compliance projects, including tracking and reporting.
Collaborate with teams and stakeholders to address compliance risks.
Provide guidance on compliance risks to key operations.
Handle special assignments to support compliance initiatives.
Qualifications & Skills:
Strong communication, analytical, and organizational skills.
Proficiency in compliance monitoring, testing, and regulatory requirements.
Expertise in underwriting, claims, and quality control.
Knowledge of Federal/State regulations, mortgage loan documentation, and insurance operations.
Ability to manage compliance projects and adapt to change effectively.
Customer-focused with a results-driven approach to compliance.
Senior Compliance Analyst - Mortgage
We are delighted to present an opportunity on behalf of our esteemed client in the Insurance industry. We are currently seeking a qualified and highly skilled individual to fulfill the position of Senior Compliance Analyst for their Mortgage department.
Role & Responsibilities:
- Conduct thorough compliance reviews and audits to ensure all processes align with regulatory requirements specific to the mortgage sector.
- Develop, enhance, and maintain the compliance policies to mitigate potential risks and ensure operational integrity.
- Meticulously monitor compliance frameworks and systems to preemptively identify and address any compliance issues.
- Prepare detailed reports on compliance monitoring activities and findings, presenting insights and recommendations to senior management.
Key Skills:
- Proven experience in developing and implementing compliance policies within the mortgage domain.
- Robust analytical skills with the ability to handle complex data and generate actionable insights.
- Strong knowledge of industry regulations and standards governing the mortgage and insurance sectors.
- Excellent communication and interpersonal skills to effectively liaison with other teams and stakeholders.
This is a permanent position based in our client's Compliance department, offering a dynamic work environment and excellent growth opportunities.
