Our client is a leading global financial services business with a growing internal audit team in New York. They are looking to hire a VP Audit Manager who will cover regulatory compliance controls for the corporate, commercial and investment banking divisions of the bank
What you will do:
- Lead 3rd line internal audits covering the regulatory compliance controls within the corporate, commercial and investment bank of the North America business.
- Organize interviews and briefings with auditees in the 2nd line of defence compliance and risk functions and test the controls used to comply with key local and national regulatory standards.
- Managing and coaching more junior colleagues in their development of sound internal audit skills.
- Provide a framework for continuous monitoring and develop your own understanding of the latest regulatory guidelines and standards.
What we are looking for:
- 6+ years experience in corporate and investment banking internal audit functions.
- Ideally a qualification such as a CIA (although this is not essential).
- Excellent communication and organization skills.
- Deep understanding of FINRA, SEC, OCC, FED regulations and their practical applicability in a banking environment.
This is an exciting leadership opportunity for auditors with a strong understanding of regulatory compliance controls.
