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Head of Compliance / MLRO

  • Location:

    Essex

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Erin Leary

  • Contact email:

    Erin.Leary@oliverjames.com

  • Job ref:

    JOB-092022-178957_1662020652

  • Published:

    4 giorni fa

  • Expiry date:

    2022-10-01

** New Opportunity ** - Head of Compliance / MLRO

Our client, an IFA network in the Essex area, are looking for a Head of Compliance to lead the risk and compliance function and take over SMF16/ 17 responsibilities.

The role-

- Provide effective oversight of the business

- Sign off on compliance for integration of local advice businesses

- Ensure the firm's financial crime and AML procedures are kept up to date

- Promote a positive culture within the firm and develop a working relationship with the wider risk and compliance function

The person-

- Financial services/ wealth background

- Extensive compliance experience

- Demonstrated leadership experience

If this sounds interesting, please send your CV to erin.leary@oliverjames.com for a confidential conversation and further discussion in the role.

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