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Compliance Manager

  • Location:

    City of London

  • Sector:


  • Job type:


  • Salary:

    £70000 - £90000 per annum

  • Contact:

    Josh Baxendale

  • Contact email:

  • Job ref:


  • Published:

    16 giorni fa

  • Expiry date:


I am currently recruiting for a Compliance Manager role at one of my well established & growing investment businesses in London.

The role will be 4 days per week in the office in London - this is not flexible as it is company policy, please do not apply for this role if you are not happy to do 4 days per week in the office.

The role will encompass:

  • - developing the financial crime, market abuse elements of the annual compliance monitoring plan
  • - end to end design and delivery of compliance monitoring
  • - Carrying out internal 4 eyes checks
  • - Assurance over the accuracy and completeness of reg reporting

The candidate should have:

  • Strong compliance monitoring and assurance experience (conducting review end to end)
  • Strong regulation knowledge such as EMIR, STFR
  • Industry experience from financial services
  • Ideally an audit background of familiar with internal audit

The company offers:

  • A rapidly growing business who manage over £40Bn in assets
  • A strong package with excellent benefits
  • Exposure to business, market and industry knowledge

If this sounds like you please apply for the role or email an updated CV to

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