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Compliance Manager

  • Location:

    Ipswich

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Ashanie Adeyemo

  • Contact email:

    Ashanie.Adeyemo@oliverjames.com

  • Job ref:

    JOB-032022-165458_1655282483

  • Published:

    12 giorni fa

  • Expiry date:

    2022-07-15

I am working with a leading Financial Planning Firm in search of a Compliance Manager to join the growing team. You will assist the Head of Compliance with maintaining an effective compliance structure across the organisation.

Key responsibilities:

  • Liaising with the wider team concerning compliance issues.
  • Policy and procedures creation and maintenance. Compliance Monitoring Plan.
  • Support in delivering quarterly compliance reports and the activities of the risk management function.
  • Advising and guiding staff, management and advisors as appropriate.

The suitable candidate will have experience working within a compliance team in the financial advice or wealth management sector.

Please apply below for further details.

I am working with a leading Financial Planning Firm in search of a Compliance Manager to join the growing team. You will assist the Head of Compliance with maintaining an effective compliance structure across the organisation.

Key responsibilities:

  • Liaising with the wider team concerning compliance issues.
  • Policy and procedures creation and maintenance. Compliance Monitoring Plan.
  • Support in delivering quarterly compliance reports and the activities of the risk management function.
  • Advising and guiding staff, management and advisors as appropriate.

The suitable candidate will have experience working within a compliance team in the financial advice or wealth management sector.

Please apply below for further details.

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