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Associate CASS Oversight Officer

  • Location:


  • Sector:

    Digital Marketing & Sales

  • Job type:


  • Salary:

    £50000 - £55000 per annum

  • Contact:

    Izzy Keighley

  • Contact email:

  • Job ref:


  • Published:

    13 giorni fa

  • Expiry date:


I have a new opportunity for an Associate CASS Oversight Officer to join an FCA regulated trading company.

London based

Key responsibilities:
Performing daily client money reconciliations
Completing monthly CMAR and CASS RP reviews
Preparing regulatory client submissions to FCA
Evaluate cash and stock reconciliation breaks

Person requirements:
2+ years CASS 6/7 experience
Proven knowledge of client money regulatory requirements
Experience in FX, CFDs and equities is desirable

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