Quality Advisory & Standards Specialist Ref.

My client is a Insurer owned Financial Advisory firm, where they are one of the most digital forward & structured Agency in Singapore.

We are looking for a Quality Advisory & Standards Specialist to join the team.

Responsibilities:

Conducting audits on Sales Reps Team Lead to ensure training & guidance is in accordance to Compliance standards, policies and frameworks
Sit in on Sales Reps Team Lead's meeting, to ensure Compliance agendas are being addressed
*Ensure that representatives receive adequate training to fulfil their compliance obligations.
Ensure that new regulatory requirements impacting the department/function are implemented, and an effective process is in place for regulatory consultations to be reviewed and analysed by subject matter experts.
Ensure that potential control gaps, failures or breaches that could or have already resulted in a regulatory breach are escalated in accordance with issued guidelines.
Provide guidance and ensure appropriate levels of financial advisory knowledge and experience within the team to support the delivery of Fair Dealing Outcomes.
To establish a structured monitoring process to ensure the professional standard of supervisors and representatives and exercise effective oversight over their conduct of non-financial advisory activities.

Requirements:

Minimum 3 years experience in Compliance within Life Insurance Industry.
Candidates with Prior BSC(Balance score card) and/or Training & Competency experience are encouraged to apply